Fund Reports

Proxy Statements

SEC Filings

Click here to open the US Securities and Exchange Commission (SEC) filings for the Fund.

N-Qs and N-PXs

Click here for Quarterly Portfolio Holdings Reports on Form N-Q
Click here for Annual Report of Proxy Voting Record on Form N-PX

Ownership Reports

Through the link below, you can access the beneficial ownership reports stored at the SEC database that have been filed by the officers, directors, and any principal owners of Foxby Corp.

When you click on the following link, a new tab will open and you will be connected directly to the SEC database. You must open each filing to view transaction details.

Click here to open the US Securities and Exchange Commission (SEC) ownership reports for Foxby Corp.


Tax Information

Generally, you will be taxed when you sell shares and receive distributions (whether reinvested or taken in cash). Typically, your tax treatment will be as follows:


Tax Treatment

Income dividends

Ordinary income

Short term capital gains distributions

Ordinary income

Long term capital gains distributions

Capital gains

Sales of shares held for more than one year

Capital gains or losses

Sales of shares held for one year or less

Gains are treated as ordinary income; losses are subject to special rules

Distributions are generally taxable whether or not a shareholder receives such dividends in additional shares or elects to receive cash. Because income and capital gains distributions are taxable, you may want to avoid making a substantial investment in a taxable account when the Fund is about to declare a distribution which normally takes place in December. Each January, the Fund issues tax information on its distributions for the previous year. Any investor for whom the Fund does not have a valid taxpayer identification number will be subject to backup withholding for taxes. The tax considerations described in this section do not apply to tax-deferred accounts or other non-taxable entities. Because everyone’s tax situation is unique, please consult your tax professional about your investment.

2016 Form 8937 – Report of Organizational Actions Affecting Basis of Securities

Press Releases

Click here for Press Releases